Compliance and Risk

VP, Funds Compliance Officer

  • TypePermanent
  • Salary€85000 - €110000 per annum
  • LocationDublin
  • Published8 Feb 2024
  • Ref#BBBH14030
  • Apply now!

Reporting into the Head of Regulatory Compliance, Azon are pleased to be supporting on this VP, Compliance Officer role to be based in a ManCo in Dublin City Centre. The role itself will sit in regulatory compliance and as such will suit a candidate with a strong knowledge of regulatory standards and expectations, particularly in UCITS, AIFMD, Fund Governance, CP86, investor protection, product governance, conflicts of interest, and delegate oversight.

The successful candidate will have a pivotal role in ensuring regulatory compliance for the Irish fund range. You will get exposure to international markets, regulatory frameworks and diverse investment strategies. There is plenty of variety and a wide range of responsibilities too, including executing the Funds Compliance Programme, overseeing delegate compliance, and providing regulatory advice

  • 5+ years of relevant experience in Funds Compliance programs or risk functions, including monitoring activities and audits
  • Experience in reviewing, drafting, and implementing compliance policies and procedures, with the ability to propose enhancements and ensure alignment with regulatory requirements
  • Provide regulatory advise if needed and prepare management information as well as Board reports
  • Support the Distributor Oversight programme
  • Review, and where necessary draft and implement relevant compliance policies and procedures including propose enhancements to oversight activities

The role is offered on a permanent basis, the interview process is 3 rounds, conducted through Zoom with the final round to be in person. Attractive salary and benefits package applies. If you are keen on a broad role, that will offer excellent exposure with the overall objective of executing the Funds Compliance programme, apply via the link.

If you aren’t ready to formally apply and would like to discuss, contact Louise Morrissey in Azon.

Louise Morrissey

Principal Recruitment Consultant - Compliance & Risk

Louise has 10+ years of recruitment experience, beginning in temporary commercial recruitment and then pivoting into Financial Services. Louise is a Principal Recruitment Consultant, focused and specialising in Compliance and Risk Recruitment for the last 4 years. She works across a suite of clients in Asset Management, Funds, Insurance, Banking and Fintech to name a few. She has joined the Azon team to assist in the growth and development of our market share and client relationships, and truly enjoys the exposure she gains to the world of Compliance and Risk through strong client and candidate relationships. Outside of work, Louise is often planning her next city break and has a keen interest in social justice, having returned to college as a mature student, graduating with an Honours Law Degree in 2022.

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