I highly recommend working with Natalia both if you are looking for a new role or if you are looking for potential candidates. Natalia worked with me through the recruitment process and always gave brilliant advice. She is one of the best recruiters I’ve ever had the pleasure to work with. I was delighted to receive and accept an offer at the end of the process and can’t wait to get started in my new role. Thanks Natalia!
Funds & Asset Management
Risk and Compliance Advisor
- TypePermanent
- SalaryNegotiable
- LocationDublin
- Published5 May 2023
- Ref#BBBH12683
- Apply now!
Risk and Compliance Advisor
ABOUT OUR CLIENT
Azon are delighted to be teaming up with a leading third party Manco who are looking to build out their Dublin entity.
WHY THIS ROLE
This is a great opportunity for someone with a strong background in Risk & Compliance to join one of the leaders in the Manco space. Reporting directly into the Chief Risk Officer, this is a broad role which offers unparalleled exposure to the C-Suite.
ABOUT THE ROLE
- Oversee the regulatory framework and obligations of an Irish regulated UCITS/ AIF Management company.
- Assisting with assessment activities which provide assurance to the Boards
- Ongoing review and challenge of the firm’s risk registers
- Assist with production / Refresh the annual Compliance Plan for the business.
- Assist with reporting for local governance committees including the Risk Committee, Vendor Management Oversight Committee, New Business Committee & others as required
- Review and manage the maintenance and refresh of compliance policy and procedures for sign off by CRO.
ABOUT THE PERSON:
- Understanding of regulatory framework and reporting.
- UCITS/AIFMD experience including Sustainable Investment.
- Aware of fund structures – Management Company, SMICs, ICAV/plc.
- Legislative and regulatory knowledge (e.g., MiFID II, CESR, EMIR etc).
- 3 years or greater in a risk & compliance function
Darragh Cleary
Manager - Funds & Asset Management
Darragh manages the Funds and Asset Management desk at Azon Recruitment leading a team of expert recruiters who recruit across roles within Fintech, Financial Services and Funds & Asset Management. Darragh recruits senior roles for Investment firms, Mancos, Fund Service Providers, Brokers and Investment Banks. Darragh delivers a high touch service to both candidates and clients, to see exactly where they can become a value add. This ensures long lasting collaborative relationships. Darragh has a strong client and candidate network in the Dublin market, ensuring success on his assignments. Darragh holds a Bachelor's degree in Business from University of Limerick. Outside of work, Darragh is a big supporter of Arsenal and plays Gaelic football.