I highly recommend working with Natalia both if you are looking for a new role or if you are looking for potential candidates. Natalia worked with me through the recruitment process and always gave brilliant advice. She is one of the best recruiters I’ve ever had the pleasure to work with. I was delighted to receive and accept an offer at the end of the process and can’t wait to get started in my new role. Thanks Natalia!
Compliance and Risk
Head of Risk
- Published27 Apr 2023
- Apply now!
About the Role
Azon is delighted delighted to be partnering with a top Investment Manager who offer Fund Management services – both Proprietary & 3rd Party. They are looking to hire an interim Head of Risk (covering Fund and Operational Risk). This is a permanent position with an excellent package on offer.
Implement and manage the Risk Management Framework for the business.
Maintain the Risk Register by actively monitoring that identified risks and agreed controls have been embedded within the business;
Establish, develop and maintain the regulatory Compliance framework within the company operates, including development and maintenance of the Annual Compliance Plan
Maintain the AML/CFT Risk Assessment Framework and resulting Risk Register
Be chief point of contact for External audit and appropriate regulatory bodies (CBI)
Keep abreast of sound Compliance approaches and upstream regulations to ensure the business retains a “best in class” Compliance culture
Report to Senior Management on an ongoing basis and to the Board at least quarterly
The Successful Head of Risk and Compliance
A professional Compliance or finance qualification and membership of a recognised professional body would be advantageous, but not a prerequisite (PRMIA, LCOI or ACAMS);
10+ years of experience in Compliance/Risk related business functions in funds/investment management;
Strong risk management knowledge and experience
Ability to prioritise workload in line with tight deadlines and work effectively under pressure
Excellent communication and negotiation skills, both verbal and written
Senior Recruitment Consultant - Compliance & Risk
Clarice is a recruitment consultant within Azon's Compliance team. She graduated from the National University of Ireland, Galway with an International BA (Psychology & Spanish). . She recruits professionals who specialize in Anti-Money Laundering, Financial Crime, Funds, Risk & Compliance.