Clíodhna Lynch

Senior Recruitment Consultant - Financial Services

T: +35316909706 E: clynch@azon.ie
  • SectorFunds & Asset Management
  • LocationKildare
  • SalaryNegotiable
  • Posted onJuly 29, 2020
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The Role: Compliance Monitoring Officer

Why this Role:

  • Reporting directly into Senior Management on a growing team
  • Clear paths for progression
  • Exposure to Key Stakeholders within a varied work environment

Location: Kildare – However Remote Working for the foreseeable

The Client: Leading Asset Servicing Provider with offices Globally

The Responsibilities:

  • Provide an effective mechanism through which to monitor adherence to policies and procedures and to the letter and spirit of the legislative and regulatory obligations imposed.
  • Provide assurance to key stakeholders (including the senior management team and PCF Approved Individuals) that the company is compliant with its legal and regulatory obligations.
  • Mitigate or minimise regulatory / compliance risk where control weaknesses are identified.

The Person:

  • Minimum of two years compliance monitoring experience
  • Familiar with CPC, CCMA, GDPR etc
  • Experience in getting involved with compliance policies

Please note: If you are an EU/EEA national, you will be asked to show proof of right to work e.g. showing your employer a copy of your passport.

If you are a non-EU/EEA national, you will require current and valid permission to work and reside in the EU/EEA. Information on legislation and guides to the procedures in relation to obtaining Green Card Permits, Work Permits, Spousal/Dependent Permits is available on the Department of Jobs, Enterprise, and Innovation website.

Clíodhna Lynch

Senior Recruitment Consultant - Financial Services

T: +35316909706 E: clynch@azon.ie

APPLY NOW TO THIS POSITION


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